Links between the RoHS Directive and the REACH Regulation

AuthorClemm, Christan; Löw, Clara; Baron, Yifaat; Moch, Katja; Möller, Martin; Köhler, Andreas R; Gensch, Carl-Otto; Deubzer, Otmar
Pages11-15
European Commission
Cd QD Exemption evaluation
11
3. Links between the RoHS Directive and the REACH
Regulation
Article 5 of the RoHS 2 Directive 2011/65/EU on “Adaptation of the Annexes to scientific
and technical progress” provides for that:
inclusion of materials and components of EEE for specific applications in the lists
in Annexes III and IV, provided that such inclusion does not weaken the
environmental and health protection afforded by Regulation (EC) No
1907/2006”.
Regulation (EC) No 1907/2006 on the Registration, Evaluation, Authorisation and
Restriction of Chemicals (REACH) regulates the manufacturing, use or placing on the
market of chemical substances on the Union market. REACH, for its part, addresses
hazardous substances through processes of authorisation (substances of very high
concern) and restriction (substances of any concern):
Substances that may have serious and often irreversible effects on human health
and the environment can be added to the candidate list to be identified as
Substances of Very High Concern (SVHCs). Following the identification as SVHC, a
substance may be included in Annex XIV of the REACH Regulation (Authorisation
list): “List of Substances Subject to Authorisation”. If a SVHC is placed on the
Authorisation list, companies (manufacturers and importers) that wish to continue
using it, or continue placing it on the market, must apply for an authorisation for a
specified use. Article 22 of the REACH Regulation states that:
“Authorisations for the placing on the market and use should be granted by the
Commission only if the risks arising from their use are adequately controlled, where
this is possible, or the use can be justified for socio-economic reasons and no suitable
alternatives are available, which are economically and technically viable.”
If a Member States or the European Chemicals Agency (ECHA) upon request of the
Commission considers that the manufacture, placing on the market or use of a
substance on its own, in a mixture or in an article poses a risk to human health or
the environment that it is not adequately controlled, it shall prepare a restriction
dossier. ECHA has also the initiative to prepare a restriction dossier for any
substance in the authorisation list if the use of that substance in articles poses a risk
to human health and the environment that is not adequately controlled. The
provisions of the restriction may be made subject to total or partial bans, or
conditions for restrictions, based on an assessment of the risks and the assessment
of the socio-economic elements.
The approach adopted in this report is that once a substance has been included into the
Annexes related to authorisation or restriction of substances and articles under the
REACH Regulation, the environmental and health protection afforded by REACH may be
weakened in cases where an exemption would be granted for these uses under the
provisions of RoHS. This is essentially the same approach as it has first been adopted

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