Reglamento Delegado (UE) 2021/896 de la Comisión, de 24 de febrero de 2021, por el que se completa el Reglamento (UE) 2019/1238 del Parlamento Europeo y del Consejo en lo que concierne a la información adicional a los efectos de la convergencia de la información presentada a efectos de supervisión
Section | Serie L |
Issuing Organization | Comisión de las Comunidades Europeas |
4.6.2021 ES Diario Oficial de la Unión Europea L 197/5
(1) Los promotores de PEPP están sujetos a varias legislaciones sectoriales nacionales y de la Unión en el marco de los servicios financieros, así como a los requisitos sectoriales correspondientes en lo que respecta a la presentación de información a sus autoridades competentes, incluidas las Autoridades Europeas de Supervisión. Es necesario adoptar un enfoque de normalización en lo que respecta a la información necesaria a efectos de supervisión, además de la información proporcionada en virtud de la legislación sectorial pertinente, con el objeto de mitigar posibles divergencias sustanciales en los requisitos de información adicionales en el ámbito nacional. La Comisión invitó a la Autoridad Europea de Seguros y Pensiones de Jubilación a proporcionar orientaciones técnicas.
(2) Es necesario un conjunto normalizado de información para mejorar la comparabilidad y aumentar la eficiencia, así como para evitar la duplicación de información relacionada con los requisitos de información sectorial,
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Una descripción del sistema de gestión de riesgos del promotor de PEPP, incluida su gobernanza, para gestionar los riesgos derivados de los productos PEPP.
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Una descripción de las actividades ejercidas por el promotor de PEPP en lo que concierne al sector en el que opera, que incluya el tipo de inversión efectuado y su gestión, si las inversiones son activas o pasivas, si se ofrecen garantías, la aplicación de técnicas de reducción del riesgo, el tamaño en términos de aportaciones y del valor de los activos, así como una lista en la que deben incluirse el...
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