Asunto C-605/18: Petición de decisión prejudicial planteada por el Bundesverwaltungsgericht (Austria) el 25 de septiembre de 2018 — Adler Real Estate AG y otros
Section | información judicial |
10.12.2018 ES Diario Oficial de la Unión Europea C 445/7
Lengua de procedimiento: alemán
Bundesverwaltungsgericht
Recurrentes: Adler Real Estate AG, Petrus Advisers LLP, TZ
Recurrida: Finanzmarktaufsichtsbehörde
1) ¿Debe interpretarse el artículo 3, apartado 1 bis, párrafo cuarto, inciso iii), de la Directiva 2004/109/CE del Parlamento Europeo y del Consejo, de 15 de diciembre de 2004, sobre la armonización de los requisitos de transparencia relativos a la información sobre los emisores cuyos valores se admiten a negociación en un mercado regulado y por la que se modifica la Directiva 2001/34/CE, (1) modificada por última vez mediante la Directiva 2013/50/UE del Parlamento Europeo y del Consejo, en el sentido de que la validez de unos «requisitos más estrictos» para un «accionista o una persona física o jurídica» depende de que las «disposiciones legales, reglamentarias o administrativas» que imponen requisitos más estrictos para la publicidad de las participaciones sean «supervisadas» por una autoridad que haya sido designada por el Estado miembro con arreglo a la Directiva 2004/25/CE […] (2) relativa a las ofertas públicas de adquisición, y de que esta supervisión comprende el cumplimiento de dichos requisitos más estrictos para la publicidad de las participaciones en el sentido de la Directiva 2004/109/CE
2) ¿Se opone el artículo 47 de la Carta de los Derechos Fundamentales de la Unión Europea a una práctica nacional conforme a la cual una resolución firme de una autoridad supervisora en el sentido del artículo 4 de la Directiva 2004/25/CE, por la cual se declaró que una persona había infringido disposiciones del Derecho interno adoptadas en transposición de la Directiva 2004/25/CE, tiene efecto vinculante también en un proceso penal instruido contra esa misma persona por...
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